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Lean Six Sigma Process Improvement

Design of Experiments (DOE) with Excel

design of experiments excel template free

Design of Experiments (DOE) is a very useful process improvement methodology. 

Microsoft Excel has some powerful data analysis tools, which I have, successfully, used for DOE.

When it comes to analyzing cause and effect, we want to know what process factors affect our outputs.

  Correlation and Regression could give us an indication of the main factors, and the extent they affect the outputs.

In some cases, there may be interactions among the different factors, or the mathematical relation between factors and outputs may not be linear.

In these cases, it is useful to run a systematic set of experiments, to test all possible combinations of factors, to relate them to the outputs.

design of experiments excel template free

Factorial Experiment Example

We want to minimize process loss, and after some brainstorming among the process specialists, we concluded that 5 factors may affect loss. Based on current factor levels, we have selected the following levels to experiment with:   

design of experiments excel template free

Download this Excel file DOE_with_Excel.xlsm from OneDrive

Factorial Designs

Full factorial designs, are constructed simply counting in binary, to obtain all the different combinations of 0 and 1, for all factors. In our designs, we just replace 0 with -1, to meet the balance property.

See sheet  Designs:

design of experiments excel template free

1/2 Fraction Design

See sheet Half fraction :

With our 5 factors, to run a full factorial set of experiments, we would need 2 ^ 5 = 32 experiments. 

This could involve time and money, before we are sure that all factors really affect our process. 

Therefore we might start with a subset, of the full factorial, as a detection experiment. 

A 1/2 fraction will involve 1/2 the number of experiments: 16.

We can build a 1/2 fraction, 5 factor design, from a 4 factor full factorial:

design of experiments excel template free

We do this, by replacing the 4 factor interaction (which is very unlikely to happen) with the 5th factor (Flow). We construct, therefore, the Flow column, multiplying the other 4 columns.

Run the Experiments

design of experiments excel template free

Experiments Simulation

design of experiments excel template free

We have added 2 additional experiments, with the values called central points (all zeros) which will correspond (in uncoded values) to the average value of the high and low levels, in each factor.

We do this, to make a more robust design, without going all the way to the full 32 experiments.

The simulator has provided the process loss estimation outputs, for each experiment.

In the simulator, every time we press F9, a new set of experiments is run, giving (as in real life) different results. 

Factor Interactions

We want to be able to estimate the influence of each individual factor in the result, but also the interactions among them, so before we analyze the results we will build a column for each interaction among 2 factors. 

If we wanted to include 3 factor interactions we would also add them to this matrix.

Sheet Detection:

design of experiments excel template free

You obtain each interaction column, just by multiplying the corresponding factor columns. Just enter the formula in the first line, and replicate all the way down.

Regression with Excel Data Analysis

design of experiments excel template free

And the result will be:

design of experiments excel template free

We notice that R^2 = 0.90 which validates our mathematical model.

The Probability column of the coefficients (p) tells us which factors and interactions are significant: those below 0.05.

Factors Temp and Press have a p value above 0.05 but their interaction is below (0.02) therefore we must keep them.

We run the Regression again keeping only the factors and interactions not removed (sheet Reduced model ):

design of experiments excel template free

Process Optimization

We now want to calculate, with this mathematical model of our process, which are the pH, Temp and Pres values which will minimize Process Loss.

In order to do this we will use Excel Solver.  (See  Theory of Constraints  )

design of experiments excel template free

The result is that the minimum loss of 7.64 can be obtained with 

Confirmation Experiments

design of experiments excel template free

Graphical Representation

design of experiments excel template free

Entering a value for pH we can see the Loss for each Press-Temp combination.

With the color code we clearly identify the minimum value in dark green: 7.6 which corresponds to Press = -1 and Temp = 1 as calculated by Solver.

3D Representation:

design of experiments excel template free

We can show the same data, with a 3D representation, in Excel

In spite of the curvature of this shape, the behavior of each factor is linear. 

The twisting of the shape, is due to the interaction, between Pressure and Temperature.

Residuals Analysis to Validate the Model

design of experiments excel template free

Test for Normality of the Residuals

design of experiments excel template free

If the P value, for this normality check, was below 0.05, this would indicate lack of normality. 

Since it is 0.983, well above 0.05, it passes the test.

Test for Stability of the Residuals

design of experiments excel template free

See    SPC Analysis

Conclusions

  • Design of Experiments (DOE) is a powerful methodology, for process improvement.
  • It enables the identification of critical process factors, based on data, rather than impressions.
  • We can estimate the optimal values of these critical factors, to optimize the process.
  • Excel provides some useful Data Analysis tools, to achieve this.
  • Some processes outputs, don't have a linear relation with the critical factors. In this case we will need a more sophisticated formula such as RSM:    Response Surface DOE with Excel
  • Another non-linear example:    The Catapult exercise

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